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NUSCALE POWER Corp — Director's Dealing 2023
May 18, 2023
30967_dirs_2023-05-18_5021b67d-4af7-4607-a7a2-c7664f412cdc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2023-05-16
Reporting Person: Colbert Chris (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-16 | Class A Common Stock | S | 3746 | $8.052 | Disposed | 12163 | Direct |
| 2023-05-16 | Class A Common Stock | M | 10893 | $7.93 | Acquired | 23056 | Direct |
| 2023-05-17 | Class A Common Stock | S | 3603 | $7.997 | Disposed | 19453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | Restricted Stock Unit | $ | M | 10893 | Disposed | Class A Common Stock (10893.0) | Direct |
Footnotes
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: On July 8, 2022, the reporting person was granted 98,039 restricted stock units to vest annually in three installments beginning on May 12, 2023.