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NUSCALE POWER Corp — Director's Dealing 2022
Nov 3, 2022
30967_dirs_2022-11-03_b1d193e2-5c4f-453a-958f-86e461386ef3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2022-11-01
Reporting Person: Reyes Jose N Jr (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Class A Common Stock | M | 26895 | $0.64 | Acquired | 26895 | Indirect |
| 2022-11-01 | Class A Common Stock | S | 26895 | $11.45 | Disposed | 0 | Indirect |
| 2022-11-02 | Class A Common Stock | M | 453215 | $0.64 | Acquired | 453215 | Indirect |
| 2022-11-02 | Class A Common Stock | S | 13250 | $11.38 | Disposed | 439965 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Employee Stock Option (right to buy) | $0.64 | M | 26895 | Disposed | 2023-09-13 | Class A Common Stock (26895.0) | Indirect |
| 2022-11-02 | Employee Stock Option (right to buy) | $0.64 | M | 453215 | Disposed | 2023-09-13 | Class A Common Stock (453215.0) | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.60, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.