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NUIX LIMITED Major Shareholding Notification 2021

Mar 1, 2021

65464_rns_2021-03-01_63ea4f15-6098-417a-9365-9f9e1ff277c0.pdf

Major Shareholding Notification

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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Nuix Ltd(NXL)
ACN/ARSN
117 140 235
1. Details of substantial holder (1)
Name
Regal Funds Management PtyLtd(RFM)
ACN/ARSN (if applicable)
107 576 821
The holder became a substantial holder on
26/02/2021
2. Details of voting power
3. Details of relevant interests
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
13,840,614
ORDINARY
13,840,614
HOLDER OF
SHARES
2,681,395
ORDINARY
2,681,395
HOLDER OF
SHARES
221,219
ORDINARY
221,219
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Voting power (6)
Person's votes (5)
Number of securities
Class of securities (4)
ORDINARY
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder became a substantial holder are as follows:
Class and number of securities
16,743,228 ORDINARY
Holder of relevant interest
5.28%
16,743,228
16,743,228
REGAL FUNDS MANAGEMENT PTY LIMITED
Nature of relevant interest (7)
REGAL FUNDS MANAGEMENT PTY LIMITED HAS
A RELEVANT INTEREST IN ITS CAPACITY AS
INVESTMENT MANAGER AND/OR TRUSTEE
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered
as holder (8)
UBS AG, AUSTRALIA BRANCH
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
CREDIT SUISSE AG
Nuix Ltd(NXL)
117 140 235
Regal Funds Management PtyLtd(RFM)
107 576 821
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that
the substantial holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9) Class and number of securities
See Annexure 1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
PHILIP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW
2000
Signature
print name
Kenny Ho capacity CompanySecretary
sign here date 2/03/2021
Annexure 1
Consideration
Considerati
on given in Number of Persons
Person whose relevant interest Nature of relation to securities Class of votes
Date changed Change change affected securities affected
4/12/2020 Regal Funds Management Buy 49749225.39 9368969 Ordinary 9368969
4/12/2020 Regal Funds Management Buy 107295.50 12623 Ordinary 12623
4/12/2020 Regal Funds Management Buy 389914.86 45174 Ordinary 45174
4/12/2020 Regal Funds Management Buy 9441050.72 1183534 Ordinary 1183534
4/12/2020 Regal Funds Management Buy 58959.42 7137 Ordinary 7137
4/12/2020 Regal Funds Management Buy 150884.52 17753 Ordinary 17753
4/12/2020 Regal Funds Management Buy 6031890.69 742350 Ordinary 742350
4/12/2020 Regal Funds Management Buy 11048243.40 1513458 Ordinary 1513458
7/12/2020 Regal Funds Management Buy 3924199.20 417468 Ordinary 417468
7/12/2020 Regal Funds Management Buy 4841593.84 534835 Ordinary 534835
9/12/2020 Regal Funds Management Buy 9947552.83 1127227 Ordinary 1127227
10/12/2020 Regal Funds Management Buy 1538717.25 195415 Ordinary 195415
15/12/2020 Regal Funds Management Buy 675947.25 81933 Ordinary 81933
18/12/2020 Regal Funds Management Buy 489900.00 60000 Ordinary 60000
18/12/2020 Regal Funds Management Buy 892429.89 108703 Ordinary 108703
4/01/2021 Regal Funds Management Buy 510715.38 59991 Ordinary 59991
5/01/2021 Regal Funds Management Buy 416942.98 47339 Ordinary 47339
7/01/2021 Regal Funds Management Buy 105000.00 12000 Ordinary 12000
8/01/2021 Regal Funds Management Buy 512735.42 58742 Ordinary 58742
19/01/2021 Regal Funds Management Buy 1144084.16 119132 Ordinary 119132
20/01/2021 Regal Funds Management Buy 1034764.65 98690 Ordinary 98690
22/01/2021 Regal Funds Management Buy 33899.17 2910 Ordinary 2910
22/01/2021 Regal Funds Management Buy 89331.00 8121 Ordinary 8121
3/02/2021 Regal Funds Management Buy 158183.16 15564 Ordinary 15564
5/02/2021 Regal Funds Management Buy 4315130.00 431513 Ordinary 431513
12/02/2021 Regal Funds Management Buy 4817706.50 566789 Ordinary 566789
26/02/2021 Regal Funds Management Buy 1627496.00 260000 Ordinary 260000
26/02/2021 Regal Funds Management Buy 37447388.41 5737129 Ordinary 5737129