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NUIX LIMITED — Major Shareholding Notification 2021
Mar 1, 2021
65464_rns_2021-03-01_63ea4f15-6098-417a-9365-9f9e1ff277c0.pdf
Major Shareholding Notification
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| Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder |
|
|---|---|
| To Company Name/Scheme Nuix Ltd(NXL) ACN/ARSN 117 140 235 1. Details of substantial holder (1) Name Regal Funds Management PtyLtd(RFM) ACN/ARSN (if applicable) 107 576 821 The holder became a substantial holder on 26/02/2021 2. Details of voting power 3. Details of relevant interests 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 13,840,614 ORDINARY 13,840,614 HOLDER OF SHARES 2,681,395 ORDINARY 2,681,395 HOLDER OF SHARES 221,219 ORDINARY 221,219 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Voting power (6) Person's votes (5) Number of securities Class of securities (4) ORDINARY The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Class and number of securities 16,743,228 ORDINARY Holder of relevant interest 5.28% 16,743,228 16,743,228 REGAL FUNDS MANAGEMENT PTY LIMITED Nature of relevant interest (7) REGAL FUNDS MANAGEMENT PTY LIMITED HAS A RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT MANAGER AND/OR TRUSTEE Holder of relevant interest UBS AG, AUSTRALIA BRANCH Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED MERRILL LYNCH INTERNATIONAL LIMITED CREDIT SUISSE AG |
Nuix Ltd(NXL) |
| 117 140 235 | |
| Regal Funds Management PtyLtd(RFM) | |
| 107 576 821 |
| 5. Consideration | |||||||||
| The consideration paid for each relevant interest referred to in paragraph 3 above, and | acquired in the four months prior to | the day that | |||||||
| the substantial holder became a substantial holder is as | follows: | ||||||||
| Holder of relevant interest Date of acquisition |
Consideration (9) | Class and number of securities | |||||||
| See Annexure 1 | |||||||||
| 6. Associates | |||||||||
| The reasons the persons named in paragraph | 3 above are associates of | the substantial holder are as follows: | |||||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||||||
| NOT APPLICABLE | |||||||||
| 7. Addresses | |||||||||
| The addresses of persons named in this form are as follows: | |||||||||
| Name | Address | ||||||||
| PHILIP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW | ||||||||
| 2000 | |||||||||
| Signature | |||||||||
| print name |
Kenny | Ho | capacity | CompanySecretary | |||||
| sign here | date | 2/03/2021 | |||||||
| Annexure 1 | |||||||||
| Consideration | |||||||||
| Considerati | |||||||||
| on given in | Number of | Persons | |||||||
| Person whose relevant interest | Nature of | relation to | securities | Class of | votes | ||||
| Date | changed | Change | change | affected | securities | affected | |||
| 4/12/2020 | Regal Funds Management | Buy | 49749225.39 | 9368969 | Ordinary | 9368969 | |||
| 4/12/2020 | Regal Funds Management | Buy | 107295.50 | 12623 | Ordinary | 12623 | |||
| 4/12/2020 | Regal Funds Management | Buy | 389914.86 | 45174 | Ordinary | 45174 | |||
| 4/12/2020 | Regal Funds Management | Buy | 9441050.72 | 1183534 | Ordinary | 1183534 | |||
| 4/12/2020 | Regal Funds Management | Buy | 58959.42 | 7137 | Ordinary | 7137 | |||
| 4/12/2020 | Regal Funds Management | Buy | 150884.52 | 17753 | Ordinary | 17753 | |||
| 4/12/2020 | Regal Funds Management | Buy | 6031890.69 | 742350 | Ordinary | 742350 | |||
| 4/12/2020 | Regal Funds Management | Buy | 11048243.40 | 1513458 | Ordinary | 1513458 | |||
| 7/12/2020 | Regal Funds Management | Buy | 3924199.20 | 417468 | Ordinary | 417468 | |||
| 7/12/2020 | Regal Funds Management | Buy | 4841593.84 | 534835 | Ordinary | 534835 | |||
| 9/12/2020 | Regal Funds Management | Buy | 9947552.83 | 1127227 | Ordinary | 1127227 | |||
| 10/12/2020 | Regal Funds Management | Buy | 1538717.25 | 195415 | Ordinary | 195415 |
|---|---|---|---|---|---|---|
| 15/12/2020 | Regal Funds Management | Buy | 675947.25 | 81933 | Ordinary | 81933 |
| 18/12/2020 | Regal Funds Management | Buy | 489900.00 | 60000 | Ordinary | 60000 |
| 18/12/2020 | Regal Funds Management | Buy | 892429.89 | 108703 | Ordinary | 108703 |
| 4/01/2021 | Regal Funds Management | Buy | 510715.38 | 59991 | Ordinary | 59991 |
| 5/01/2021 | Regal Funds Management | Buy | 416942.98 | 47339 | Ordinary | 47339 |
| 7/01/2021 | Regal Funds Management | Buy | 105000.00 | 12000 | Ordinary | 12000 |
| 8/01/2021 | Regal Funds Management | Buy | 512735.42 | 58742 | Ordinary | 58742 |
| 19/01/2021 | Regal Funds Management | Buy | 1144084.16 | 119132 | Ordinary | 119132 |
| 20/01/2021 | Regal Funds Management | Buy | 1034764.65 | 98690 | Ordinary | 98690 |
| 22/01/2021 | Regal Funds Management | Buy | 33899.17 | 2910 | Ordinary | 2910 |
| 22/01/2021 | Regal Funds Management | Buy | 89331.00 | 8121 | Ordinary | 8121 |
| 3/02/2021 | Regal Funds Management | Buy | 158183.16 | 15564 | Ordinary | 15564 |
| 5/02/2021 | Regal Funds Management | Buy | 4315130.00 | 431513 | Ordinary | 431513 |
| 12/02/2021 | Regal Funds Management | Buy | 4817706.50 | 566789 | Ordinary | 566789 |
| 26/02/2021 | Regal Funds Management | Buy | 1627496.00 | 260000 | Ordinary | 260000 |
| 26/02/2021 | Regal Funds Management | Buy | 37447388.41 | 5737129 | Ordinary | 5737129 |
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