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NUFARM LIMITED Major Shareholding Notification 2021

Sep 8, 2021

65453_rns_2021-09-08_83cc9dc1-cdc2-4332-aaa4-be3b86795eea.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/ Scheme
ACN/ ARSN
1. Details of substantial holder (1)
Name
ACN/ ARSN (if applicable)
The holder became a substantial holder on
NUFARM LIMITED
091 323 312
Aware Super PtyLtd as trustee of Aware Super
11 118 202 672
6/09/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Person's votes(5) Voting power(6)
FPO 19,759,960 19,759,960 5.20%

*Based on shares on issue of 379,907,116 shares

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Aware Super Pty Ltd (ABN 11 118 202 672) as trustee of Aware Super
(ABN 53 226 460 365)
Beneficial owner 19,744,834 Fully Paid Ordinary
shares
Aware Financial Services Australia Limited (ABN 86 003 742 756) Beneficial owner 15,126 Fully Paid Ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered Holder of
securities
Person entitled to be registered as
holder(8)
Class and number of securities
Aware Super Pty Ltd (ABN 11 118 202 672)
as trustee of Aware Super (ABN 53 226 460
365)
State Street Australia
Limited
Aware Super Pty Ltd (ABN 11 118
202 672) as trustee of Aware Super
(ABN 53 226 460 365)
19,744,834 Fully Paid Ordinary
shares
Aware Financial Services Australia Limited
(ABN 86 003 742 756)
State Street Australia
Limited
Aware Financial Services Australia
Limited (ABN 86 003 742 756)
15,126 Fully Paid Ordinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of
acquisition
Consideration (9) Consideration (9) Number of FPO Shares
Cash Non-cash
Aware Super Pty Ltd 4-Jun 717,795.65 N/A 146,473.00
Aware Super Pty Ltd 7-Jun 342,207.01 N/A 69,211.00
Aware Super Pty Ltd 9-Jun 123,527.18 N/A 25,419.00
Aware Super Pty Ltd 10-Jun 212,489.49 N/A 43,812.00
Aware Super Pty Ltd 15-Jun 129,473.96 N/A 26,749.00
Aware Super Pty Ltd 17-Jun 150,421.69 N/A 31,599.00
Aware Super Pty Ltd 21-Jun 1,487,470.40 N/A 320,599.00
Aware Super Pty Ltd 22-Jun 1,991,774.16 N/A 440,658.00
Aware Financial Services
Australia Limited
22-Jun 15,126.000 N/A 68,369.52
Aware Super Pty Ltd 23-Jun 113,215.42 N/A 24,982.00
Aware Super Pty Ltd 24-Jun 1,955,719.44 N/A 415,486.00
Aware Super Pty Ltd 25-Jun 269,095.96 N/A 55,687.00
Aware Super Pty Ltd 2-Jul 1,804,000.00 N/A 400,000.00
Aware Super Pty Ltd 5-Jul 66,327.60 N/A 14,720.00
Aware Super Pty Ltd 6-Jul 35,292.94 N/A 7,836.00
Aware Super Pty Ltd 8-Jul 68,987.12 N/A 15,448.00
Aware Super Pty Ltd 14-Jul 100,753.88 N/A 22,219.00
Aware Super Pty Ltd 15-Jul 97,277.91 N/A 21,376.00
Aware Super Pty Ltd 19-Jul 88,048.74 N/A 19,985.00
Aware Super Pty Ltd 21-Jul 32,273.65 N/A 7,310.00
Aware Super Pty Ltd 22-Jul 48,390.87 N/A 10,884.00
Aware Super Pty Ltd 26-Jul 30,338.85 N/A 6,877.00
Aware Super Pty Ltd 28-Jul 43,411.00 N/A 9,868.00
Aware Super Pty Ltd 12-Aug 125,554.17 N/A 27,536.00
Aware Super Pty Ltd 17-Aug 250,057.73 N/A 54,200.00
Aware Super Pty Ltd 18-Aug 30,562.93 N/A 6,659.00
Aware Super Pty Ltd 19-Aug 276,294.26 N/A 60,000.00
Aware Super Pty Ltd 20-Aug 420,977.58 N/A 91,919.00
Aware Super Pty Ltd 23-Aug 14,934.54 N/A 3,297.00
Aware Super Pty Ltd 24-Aug 911,720.82 N/A 200,000.00
Aware Super Pty Ltd 25-Aug 92,548.29 N/A 20,301.00
Aware Super Pty Ltd 26-Aug 447,338.91 N/A 100,000.00
Aware Super Pty Ltd 27-Aug 221,318.53 N/A 50,000.00
Aware Super Pty Ltd 30-Aug 82,834.90 N/A 18,848.00
Aware Super Pty Ltd 31-Aug 235,215.34 N/A 52,813.00
Aware Super Pty Ltd 1-Sep 269,777.05 N/A 60,535.00
Aware Super Pty Ltd 2-Sep 110,501.97 N/A 25,010.00
Aware Super Pty Ltd 3-Sep 95,364.82 N/A 21,199.00
Aware Super Pty Ltd 6-Sep 5,775,218.18 N/A 1,300,224.00

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN(if applicable) Nature of association
Aware Super Pty Ltd (ABN 11 118 202 672) as trustee of Aware Super
(ABN 53 226 460 365)
No Change
Aware Financial Services Australia Limited(ABN 86 003 742 756) No Change
persons named in this form are as follows:
Name Address
Aware Super Pty Ltd (ABN 11 118 202 672) as trustee of Aware Super
(ABN 53 226 460 365)
Level 28, 388 George Street, Sydney, NSW 2000
Aware Financial Services Australia Limited (ABN 86 003 742 756) Level 28, 388 George Street, Sydney, NSW 2000

7. Addresses

The addresses of persons named in this form are as follows:

Signature

Print name
Sign here
Capacity
Date
Ian Pendleton
CompanySecretary
/ /
08 09 21

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5)

The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a)

any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b)

any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8)

If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9)

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.