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NUFARM LIMITED — Major Shareholding Notification 2011
Oct 16, 2011
65453_rns_2011-10-16_00ecc826-5a62-4f0c-b702-daa01138271a.pdf
Major Shareholding Notification
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500 Boylston Street Boston, MA 02116 USA Phone: (617)-954-5814 Fax: (617)-210-8935
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MFS Investment
Management

| To: | ASX - Customer Service | From: | Daniel Feins |
|---|---|---|---|
| Fax: | 61297780999 | Date: | October 14, 2011 |
| Phone: | [Click here and type phone number] | Pages: | 8 (including this cover page) |
| Re: | Form 603 (re Nufarm Limited) | CC: | |
| $\boxdot$ Urgent | $\square$ For Review $\square$ Please Comment |
$\square$ Please Reply D Please Recycle |
*Comments: On behalf of MFS Investment Management ("MFS"), please accept this notice of initial substantial holder in Nufarm Limited; as of 28 September 2011, MFS held more than 5,00% of Nufarm Limited. Please find to follow a completed and signed Form 603. Thank you.
603 page 1/2 15 July 2001
| Form 603 | |
|---|---|
| ---------- | -- |
Corporations Act 2001 Section 671B
| Notice of initial substantial holder | |||
|---|---|---|---|
| To Company Name/Scheme | Nufarm Limited | ||
|---|---|---|---|
| ACN/ARSN | 091 323 312 | ||
| 1. Details of substantial holder (1) Name . |
MFS Investment Management on behalf of Sun Life Financial Inc. |
ACN/ARSN (if applicable)
The holder became a substantial holder on 28/09/11
$N/A$
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder
| Class of securities (4) | Number of securities | ------- Person's votes (5) |
Voting pawer (6) |
|---|---|---|---|
| See Annexure A | |||
| ----- -------------------------------- | ______ |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest -- |
Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| See Annexure A | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of Securities |
Person entitled to be registered as holder (B) |
Class and number of securities |
|---|---|---|---|
| See Annexure A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| See Annexure A | Cash | Non-cash | ||
| ____ |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | ___ Nature of association |
|---|---|
| Annexure A | --- |
| See | See Annexure |
7. Addresses
The addresses of persons named in this form are as follows:
Name . |
----- Address |
|---|---|
| See Annexure А ___ |
$-$ |
___ |
---- ---- ---- _ ----- |
Signature
| print name Robert R. Flaherty | capacity compliance Officer - Vice President |
|---|---|
| sign here Boben Kele |
date $14/10/11$ |
| DIRECTIONS |
- $(1)$ If there are a number of substantial holders with similar or related relevant Interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\sigma$ include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out ίaλ the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- Ы any qualification of the power of a person to exercise, control the exercise of, or Influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown". (8)
- $\left(9\right)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any henefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
ANNEXURE A
Nufarm Limited Holder lodged on behalf of MFS Investment Management in relation to This is Annexure A of 5 pages referred to in Form 603 Notice of Initial Substantial
NAME: ROBERT R. FLAHERTY
CAPACITY: COMPLIANCE OFFICER VICE PRESIDENT
SIGN Folket fl DATE:
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- DETAILS OF VOTING POWER
MFS
COMPLIANCE
a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: voting interersts in the scheme that that substantial holder or an associate (2) had The total number of votes attached to all the voting shares in the company or
| CLASS OF SECURITIES | NUMBER OF | PERSON'S VOTE | NOTING POWER | |
|---|---|---|---|---|
| SECURITIES | ||||
| ORD (MFS - MASSACHUSETTS FINANCIAL SERVICES | 11,809,281.00 | 11,809,281.00 | ALS1A | |
| COMPANY ) | ||||
| ORD (MFSHE - MFS HERITAGE TRUST COMPANY) | 133,588.00 | 00'88'581 | %500 | |
| ORD (MFSI - MFS INSTITUTIONAL ADVISORS, INC.) | 520,829.00 | 520,829.00 | 20% | |
| ORD (MIL - MFS INTERNATIONAL LTD.) | 648,647.00 | 648,647.00 | 852.0 | |
| LOTAL: | S.O.P | |||
3. DETAILS OF RELEVANT INTERESTS
holder are as follows: The nature of the relevant interest the substantial holder or an associate had in the
following voting securities on the date the substantial holder became a substantial
| HOLDER OF RELEVANT INTEREST | CLASS AN | |
|---|---|---|
| NATURE OF RELEVANT INTEREST (7) | š | |
| MFS - MASSACHUSETTS FINANCIAL SERVICES | inacth "Holder of Relevant Interest" has the | |
| COMPANY | capacity to exercise the power to vote | |
| IMFSHE - MFS HERITAGE TRUST COMPANY | land/or dispose of the shares on behalf of its | ORD 13,112,54 |
| IMFSI - MFS INSTELUTIONAL ADVISORS, INC. | citent portfolios (e.g., pooled products | |
| INTERNATIONAL PATENTS INTO | land/or institutional accountsi. |
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Page 2 of 5
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The registered as holders of the securities referred to in paragraph 3 above are as follow:
| S.01% | CRD 13,112,345 | TOTAL: | ||
|---|---|---|---|---|
| institutional accounts). | ||||
| portfolios (e.g., pooled products and/or | ||||
| dispose of the shares on behalf of its client | Products | |||
| capacity to exercise the power to vote and/or | Clients and/or Pooled | |||
| %SZ 0 | ORD 648,647 | Each "Holder of Relevant Interest" has the | Various Institutional | MIL - MFS INTERNATIONAL LTD. |
| institutional accounts). | ||||
| portfolios (e.g., pooled products and/or | ||||
| dispose of the shares on behalf of its client | Products | |||
| capacity to exercise the power to vote and/or | Clients and/or Pooled | |||
| 9/07/0 | CRD 520,829 | Each "Holder of Relevant Interest" has the | Various Institutional | MFSI - MFS INSTITUTIONAL ADVISORS, INC. |
| institutional accounts). | ||||
| portfolios (e.g., pooled products and/or | ||||
| dispose of the shares on behalf of its client | Products | |||
| capacity to exercise the power to vote and/or | Clients and/or Pooled | |||
| %500 | ORD 133,588 | Each "Holder of Relevant interest" has the | Various Institutional | MFSHE - MFS HERITAGE TRUST COMPANY |
| institutional accounts). | ||||
| portfolios (e.g., pooled products and/or | ||||
| dispose of the shares on behalf of its client | Products and | |||
| capacity to exercise the power to vote and/or | Clients and/or Pooled | COMPANY | ||
| A154 | CRD 11,809,281 | Each "Holder of Relevant Interest" has the | Various Institutional | MFS - MASSACHUSETTS FINANCIAL SERVICES |
| SECURITIES | HOLDER | |||
| SELER | NUMBER OF | BE REGISTERED AS | ||
| PERSON'S | CLASS AND | š TURE OF RELEVANT INTEREST |
PERSON ENTITLED TO | HOLDER OF RELEVANT INTEREST |
Page 3 of 5
substantial holder is as follows: acquired in the four months prior to the day that the substantial holder became a The consideration paid for each relevant interest referred to in paragraph 3 above, and
| HOLDER OF RELEVANT INTEREST | CONSIDERATION | I CLASS AND NUMBER OF SECURITIES |
|---|---|---|
| IMFS - MASSACHUSETTS FINANCIAL SERVICES | ||
| COMPANY | ||
| MFSHE - MFS HERITAGE TRUST COMPANY | ORD Average price of | ORD 13,112,345 |
| IMFSI - MFS INSTITUTIONAL ADVISORS, INC. | 1.27 AUD | |
| INIL MES INTERNATIONAL LTD. |
6. ASSOCIATES
MFS COMPLIANCE
holder are as follows: The reasons the persons named in paragraph 3 above are associates of the substantial
| NAME AND CAN/ARSN (IF APPLICABLE) | MATURE OF ASSOCIATION |
|---|---|
| SUN LIFE FINANCIAL INC. (SUN LIFE) | ISun Life is a related Body Corporate of MFS |
| land its Subsidiaries | |
| MASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | MFS is a related Body Corporate of Sun Life |
| IFinancial, Inc. | |
| MFS HERITAGE TRUST COMPANY (MFSHE) | IMFSHE is a related Body Corporate of MFS |
| MFS INSTITUTIONAL ADVISORS, INC. (MFSI) | MFSI is a related Body Corporate of MFS |
| MFS INTERNATIONAL LTD. (MIL) | MIL is a related Body Corporate of MFS |
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The addresses of persons named in this form are as follows:
| NAME AND CAN/ARSN (IF APPLICABLE) | NATURE OF ASSOCIATION |
|---|---|
| SUN LIFE FINANCIAL INC. | 150 King Street West, |
| Toroto, ON M5H 119 Canada | |
| MASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | 500 Boylston Street, Boston, Massachusetts |
| A.S.U.S.A. | |
| MFS HERITAGE TRUST COMPANY (MFSHE) | 500 Boylston Street, Boston, Massachusetts |
| IO2116 U.S.A. | |
| MFS INSTITUTIONAL ADVISORS, INC. (MFSI) | 500 Boylston Street, Boston, Massachusetts |
| A.216 U.S.A. | |
| MFS INTERNATIONAL LTD. (MIL) | Canon's Court, 22 Victoria Street, Hamilton, |
| HM12 Berminda |
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