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Nuburu, Inc. — Director's Dealing 2024
May 21, 2024
35022_dirs_2024-05-21_855487d9-cc1c-4446-b69f-9d91864fb93e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2024-05-10
Reporting Person: Knaley Brian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-10 | Common Stock | A | 1828996 | $0.1345 | Acquired | 1828996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-10 | Stock Option (right to buy) | $0.1345 | A | 920000 | Acquired | 2034-05-10 | Common Stock (920000) | Direct |
Footnotes
F1: Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant.
F2: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.