NRX Pharmaceuticals, Inc. — Director's Dealing 2018

Nov 26, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Big Rock Partners Acquisition Corp. (BRPA)
CIK: 0001719406
Period of Report: 2018-11-17

Reporting Person: BRAC Lending Group LLC (10% Owner)
Reporting Person: NUSSBAUM DAVID M (10% Owner)
Reporting Person: Levine Steven (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500000	Indirect
Common Stock	138000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Unit Purchase Option (Right to Buy)	$10.00	2022-11-20	Units (370000)		Indirect
Unit Purchase Option (Right to Buy)	$10.00	2022-11-20	Units (80000)		Indirect
Unit Purchase Option (Right to Buy)	$10.00	2022-11-20	Units (80000)		Indirect

Footnotes

F1: David M. Nussbaum and Steven Levine are the managing members of BRAC Lending Group LLC and have shared voting and dispositive power of the shares held by BRAC Lending Group LLC. Accordingly, Messrs. Nussbaum and Levine may be deemed to have beneficial ownership of such shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F2: David M. Nussbaum is the Chairman of the Board of EarlyBirdCapital, Inc. and Steven Levine is the Chief Executive Officer of EarlyBirdCapital, Inc. and have shared voting and dispositive power of the shares held by EarlyBirdCapital, Inc. Accordingly, Messrs. Nussbaum and Levine may be deemed to have beneficial ownership of such shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3: Each Unit Purchase Option is exercisable commencing upon the consummation of an initial business combination by Big Rock Partners Acquisition Corp.

F4: Each unit consists of one share of common stock of Big Rock Partners Acquisition Corp., one right entitling the holder to receive one tenth (1/10) of a share of common stock of Big Rock Partners Acquisition Corp. upon consummation of an initial business combination by Big Rock Partners Acquisition Corp., and one-half of one warrant, each whole warrant entitling the holder to purchase one share of common stock of Big Rock Partners Acquisition Corp. for $11.50 per whole share.

F5: David M. Nussbaum is the Chairman of the Board of EBC Holdings, Inc. and Steven Levine is the Chief Executive Officer of EBC Holdings, Inc. and have shared voting and dispositive power of the shares held by EBC Holdings, Inc. Accordingly, Messrs. Nussbaum and Levine may be deemed to have beneficial ownership of such shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.