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NRG ENERGY, INC. Director's Dealing 2018

May 3, 2018

30132_dirs_2018-05-03_8fe98057-bf91-4ec3-9299-3de6943f4c35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2018-05-01

Reporting Person: DALLAS TERRY G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-01 Common Stock, par value, $.01 per share A 40 Acquired 41689 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value, $.01 per share 2713 Indirect
Common Stock, par value, $.01 per share 11569 Indirect

Footnotes

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2: Includes 2,032 dividend equivalent rights.