NRG ENERGY, INC. — Director's Dealing 2016

Aug 3, 2016

SEC Form 4/A — Form 4/A

Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2016-06-01

Reporting Person: Hantke William (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-01	Common Stock, par value, $.01 per share	A	8457	—	Acquired	56196	Direct

Footnotes

F1: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2016. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2016, Mr. Hantke received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date. The total reported in Column 5 has been adjusted to correct an understatement of total holdings by 355 shares of NRG Energy, Inc. Common Stock first reflected in a Form 4 filed on June 3, 2016.