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NRG ENERGY, INC. — Director's Dealing 2011
May 17, 2011
30132_dirs_2011-05-17_6808d925-16a2-45d5-abc7-eceb3d6e9245.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2011-05-16
Reporting Person: Ingoldsby James J (SVP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-16 | Common Stock, par value .01 per share | M | 7000 | $19.40 | Acquired | 38744 | Direct |
| 2011-05-16 | Common Stock, par value $.01 per share | S | 7000 | $24.7877 | Disposed | 31744 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-16 | Non-Qualified Stock Options | $19.40 | M | 7000 | Disposed | 2011-08-01 | Common Stock, par value $.01 per share (7000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $24.77 to $24.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Ingoldsby, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on August 1, 2006, 33 1/3% on August 1, 2007 and 33 1/3% on August 1, 2008.