Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NRG ENERGY, INC. Director's Dealing 2011

May 17, 2011

30132_dirs_2011-05-17_6808d925-16a2-45d5-abc7-eceb3d6e9245.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2011-05-16

Reporting Person: Ingoldsby James J (SVP & Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-05-16 Common Stock, par value .01 per share M 7000 $19.40 Acquired 38744 Direct
2011-05-16 Common Stock, par value $.01 per share S 7000 $24.7877 Disposed 31744 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-05-16 Non-Qualified Stock Options $19.40 M 7000 Disposed 2011-08-01 Common Stock, par value $.01 per share (7000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $24.77 to $24.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Ingoldsby, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on August 1, 2006, 33 1/3% on August 1, 2007 and 33 1/3% on August 1, 2008.