AI assistant
NRG ENERGY, INC. — Director's Dealing 2010
Jul 28, 2010
30132_dirs_2010-07-28_2c807d6d-220e-44f8-9ee7-4cf94fa810ca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2010-07-26
Reporting Person: Gutierrez Mauricio (Exec VP & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-26 | Common Stock, par value .01 per share | F | 937 | $23.26 | Disposed | 23223 | Direct |
Footnotes
F1: On July 26, 2007, Mr. Gutierrez was issued 2,800 Restricted Stock Units ("RSU's") by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan (the "LTIP"). Each RSU is equivalent in value to one share of NRG's Common Stock, par value $0.01. On July 26, 2010, the RSUs vested. Pursuant to the LTIP, Mr. Gutierrez elected to satisfy his tax withholding obligation upon the exchange of common stock for RSU's by surrendering a number of shares of common stock having a value on the date of the exchange equal to the tax withholding obligation. This form is being filed to reflect the surrender of 937 shares of common stock to satisfy the grantee's tax withholding obligation.