Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NRG ENERGY, INC. Director's Dealing 2010

Jul 28, 2010

30132_dirs_2010-07-28_2c807d6d-220e-44f8-9ee7-4cf94fa810ca.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NRG ENERGY, INC. (NRG)
CIK: 0001013871
Period of Report: 2010-07-26

Reporting Person: Gutierrez Mauricio (Exec VP & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-07-26 Common Stock, par value .01 per share F 937 $23.26 Disposed 23223 Direct

Footnotes

F1: On July 26, 2007, Mr. Gutierrez was issued 2,800 Restricted Stock Units ("RSU's") by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan (the "LTIP"). Each RSU is equivalent in value to one share of NRG's Common Stock, par value $0.01. On July 26, 2010, the RSUs vested. Pursuant to the LTIP, Mr. Gutierrez elected to satisfy his tax withholding obligation upon the exchange of common stock for RSU's by surrendering a number of shares of common stock having a value on the date of the exchange equal to the tax withholding obligation. This form is being filed to reflect the surrender of 937 shares of common stock to satisfy the grantee's tax withholding obligation.