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NPK International Inc. — Director's Dealing 2014
Aug 28, 2014
32263_dirs_2014-08-28_78a6d7c1-1b53-4bbf-8493-c2d665c56a7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWPARK RESOURCES INC (NR)
CIK: 0000071829
Period of Report: 2014-08-26
Reporting Person: AIROLA MARK J (Sr Vice Pres, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-26 | Common Stock | M | 68200.0 | $7.89 | Acquired | 376315 | Direct |
| 2014-08-26 | Common Stock | M | 50000.0 | $7.82 | Acquired | 426315 | Direct |
| 2014-08-26 | Common Stock | S | 73100.0 | $12.4522 | Disposed | 353215 | Direct |
| 2014-08-26 | Common Stock | S | 45100.0 | $12.512 | Disposed | 308115 | Direct |
| 2014-08-27 | Common Stock | M | 9300.0 | $7.89 | Acquired | 317415 | Direct |
| 2014-08-27 | Common Stock | M | 20000.0 | $3.31 | Acquired | 337415 | Direct |
| 2014-08-27 | Common Stock | S | 29300.0 | $12.4907 | Disposed | 308115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-27 | Non-Qualified Stock Option (right to buy) | $3.31 | M | 20000.0 | Disposed | 2019-06-10 | Common Stock (20000) | Direct |
| 2014-08-26 | Non-Qualified Stock Option (right to buy) | $7.82 | M | 50000.0 | Disposed | 2017-06-11 | Common Stock (50000) | Direct |
| 2014-08-26 | Non-Qualified Stock Option (right to buy) | $7.89 | M | 68200.0 | Disposed | 2018-06-10 | Common Stock (68200) | Direct |
| 2014-08-27 | Non-Qualified Stock Option (right to buy) | $7.89 | M | 9300.0 | Disposed | 2018-06-10 | Common Stock (9300) | Direct |
Footnotes
F1: The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $12.495, inclusive.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.55, inclusive.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.54, inclusive.
F5: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant.
F6: The options become exercisable in increments of one-third of the shares on June 1 of each year.