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NOVONIX Ltd — Capital/Financing Update 2025
Sep 9, 2025
33557_rns_2025-09-09_070a724b-3356-48bb-b7c3-21d7dfed0eaf.pdf
Capital/Financing Update
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
NOVONIX LIMITED
Date of this announcement
Wednesday September 10, 2025
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| NVXAH | CONVERTIBLE DEBENTURES | 75,500,000 | 10/09/2025 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
NOVONIX LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 54157690830
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
10/9/2025
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 24-Jul-2025 09:07 | New - Proposed issue of securities - | A placement or other type of issue |
| NVX |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Placement Details
| ASX +security code and description | |
|---|---|
| NVXAH : CONVERTIBLE DEBENTURES | |
| Date the +securities the subject of this notification were issued | |
| 10/9/2025 | |
| Any other information the entity wishes to provide about the +securities the subject of this notificationConvertible debentures approved by shareholders on 8 September 2025. The funds associated with these securities willnot be fully drawn upon issue, rather, the Company may elect to draw down on the debentures in accordance with theFunding Agreement. | |
| Issue details | |
| Number of +securities | |
| 75,500,000 | |
| Were the +securities issued for a cash consideration? | |
| Yes | |
| In what currency was the cash consideration being | What was the issue price per +security? |
| paid? | |
| AUD - Australian Dollar | AUD 0.95000000 |
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| NVX : ORDINARY FULLY PAID | 665,563,640 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but | not quoted on ASX) |
| Total number of | |
| ASX +security code and description | +securities on issue |
| NVXAD : PERFORMANCE RIGHTS | 23,226,817 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14,016,667 |
| NVXAB : SHARE RIGHTS | 1,008,567 |
| NVXAL : CONVERTIBLE NOTES | 45,221,586 |
| NVXAH : CONVERTIBLE DEBENTURES | 92,500,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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