NOVATTI GROUP LIMITED — Capital/Financing Update 2021

Dec 2, 2021

Application for quotation of +securities

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Announcement Summary

Entity name

NOVATTI GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday December 03, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
NOV	ORDINARY FULLY PAID	3,198,013	03/12/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

NOVATTI GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 98606556183

1.3 ASX issuer code

NOV

1.4 The announcement is

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New announcement

1.5 Date of this announcement

3/12/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

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2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description NOVAM : OPTION EXPIRING 31-DEC-2021 EX 25C

TO (Existing Class)
ASX +security code and description
NOV : ORDINARY FULLY PAID
Please state the number of options	The first date the options were	The last date the options were
that were exercised or other	exercised or other +convertible	exercised or other +convertible
+convertible securities that were	securities were converted	securities were converted
converted	3/12/2021	3/12/2021
2,950,000
Is this all of the options or other +convertible securities on issue of that type		(ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

3/12/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 2,950,000 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.25000000 Any other information the entity wishes to provide about the +securities to be quoted Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description NOVAH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

TO (Existing Class) ASX +security code and description NOV : ORDINARY FULLY PAID Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 3/12/2021 3/12/2021 450,000

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes

Application for quotation of +securities

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Application for quotation of +securities

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Provide details of the KMP or +associates who are exercising options or converting convertible securities

		Number of options being exercised
		or other +convertible securities
Name of KMP	Name of registered holder	being converted
Steven Stamboultgis	Mary Stamboultgis	450,000
Issue date
3/12/2021
Will the +securities to be quoted rank	equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
Issue details
Number of +securities to be quoted
179,106
Are the +securities being issued for a	cash consideration?
No
Please describe the consideration being provided for the +securities
Cashless exercise
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.330000
Any other information the entity wishes to provide about the +securities to be quoted

Existing +securities converting into additional +securities in an existing class

Application for quotation of +securities

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Application for quotation of +securities

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FROM (Existing Class) ASX +security code and description

NOVAO : OPTION EXPIRING 22-DEC-2023 EX $0.275

TO (Existing Class) ASX +security code and description

NOV : ORDINARY FULLY PAID

Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 3/12/2021 3/12/2021 400,000

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

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An issue of new +securities

The underlying securities being received by the holder are:

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Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

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Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

Number of options being exercised or other +convertible securities Name of KMP Name of registered holder being converted Steven Stamboultgis Mary Stamboultgis 400,000

Issue date

3/12/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

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Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

68,907

Are the +securities being issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

Cashless exercise

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

0.330000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
NOV : ORDINARY FULLY PAID	328,648,854

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
NOVAJ : OPTION EXPIRING 30-NOV-2023 EX 20C	3,000,000
NOVAZ : OPTION EXPIRING 15-OCT-2024 EX $0.495	1,300,000
NOVAAA : OPTION EXPIRING 15-OCT-2024 EX $0.75	1,300,000
NOVAH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,595,835
NOVAO : OPTION EXPIRING 22-DEC-2023 EX $0.275	3,200,000
NOVAP : OPTION EXPIRING 14-OCT-2023 EX $0.30	2,000,000
NOVAN : OPTION EXPIRING 30-NOV-2024 EX $0.27	2,500,000
NOVAK : OPTION EXPIRING 30-OCT-2022 EX 25C	2,577,500
NOVAM : OPTION EXPIRING 31-DEC-2021 EX 25C	1,350,000
NOVAQ : OPTION EXPIRING 05-MAY-2024 EX $0.75	100,000
NOVAR : OPTION EXPIRING 08-FEB-2024 EX $0.30	200,000
NOVAS : OPTION EXPIRING 07-APR-2024 EX $0.60	100,000
NOVAT : OPTION EXPIRING 08-APR-2024 EX $0.30	300,000

Application for quotation of +securities

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Application for quotation of +securities

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NOVAU : OPTION EXPIRING	31-MAY-2024 EX $0.75	400,000
NOVAV : OPTION EXPIRING	26-OCT-2023 EX $0.30	1,000,000
NOVAW : OPTION EXPIRING	31-DEC-2023 EX $0.66	500,000
NOVAY : OPTION EXPIRING	30-JUN-2022 EX $0.30	500,000
NOVAX : OPTION EXPIRING	31-DEC-2022 EX $0.60	100,000

Application for quotation of +securities

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