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Novartis AG Director's Dealing 2017

Dec 14, 2017

940_dirs_2017-12-14_aefec4b2-5392-4c64-8bff-f7c98464a2c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intellia Therapeutics, Inc. (NTLA)
CIK: 0001652130
Period of Report: 2017-12-12

Reporting Person: Novartis Institutes for BioMedical Research, Inc. (10% Owner)
Reporting Person: NOVARTIS AG (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-12 Common Stock S 1523000 $18.30 Disposed 4129903 Direct

Footnotes

F1: The price reported in Column 4 is exclusive of any fees, commissions or other expenses.

F2: The shares are held directly by Novartis Institutes for BioMedical Research, Inc. ("NIBRI"). NIBRI is an indirect wholly-owned subsidiary of Novartis AG.