AI assistant
NOVAGOLD RESOURCES INC — Director's Dealing 2023
Nov 29, 2023
31272_dirs_2023-11-29_9dbd96b2-a239-4fd9-883a-5bdd9aced495.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOVAGOLD RESOURCES INC (NG)
CIK: 0001173420
Period of Report: 2023-11-28
Reporting Person: GARRETT DIANE R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-28 | Common Shares | M | 91300 | $3.67 | Acquired | 116370 | Direct |
| 2023-11-28 | Common Shares | F | 81328 | $4.12 | Disposed | 35042 | Direct |
| 2023-11-28 | Common Shares | S | 9972 | $4.11 | Disposed | 25070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-28 | Stock Option (right to buy) | $3.67 | M | 91300 | Disposed | 2023-11-30 | Common Shares (91300) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $4.11 to $4.115, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.