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NOVAGOLD RESOURCES INC — Director's Dealing 2020
Feb 11, 2020
31272_dirs_2020-02-11_b957c4b8-b5ef-4024-9465-8965b9592146.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOVAGOLD RESOURCES INC (NG)
CIK: 0001173420
Period of Report: 2020-02-10
Reporting Person: Ottewell David A. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-10 | Common Shares | M | 25477 | $4.58 | Acquired | 641533 | Direct |
| 2020-02-10 | Common Shares | F | 12894 | $9.05 | Disposed | 628639 | Direct |
| 2020-02-10 | Common Shares | S | 12583 | $9.05 | Disposed | 616056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-10 | Common Shares | $4.58 | M | 25477 | Disposed | 2021-11-30 | Common Shares (25477) | Direct |
Footnotes
F1: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.055, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.