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NOVAGOLD RESOURCES INC — Director's Dealing 2014
Dec 2, 2014
31272_dirs_2014-12-02_456fc235-3a00-46a1-9ab7-4b2d935c7f9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOVAGOLD RESOURCES INC (NG)
CIK: 0001173420
Period of Report: 2014-12-01
Reporting Person: KAPLAN THOMAS SCOTT (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Deferred Share Unit | $ | A | 2974.243 | Acquired | Common Shares (2974.243) | Direct | |
| 2014-12-01 | Stock Option (right to buy) | $3.18 | A | 96400 | Acquired | 2019-11-30 | Common Shares (96400) | Direct |
Footnotes
F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one share of the Issuer's common stock. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.
F2: The exercise price of the options reported herein is expressed in Canadian dollars.