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NOVAGOLD RESOURCES INC — Director's Dealing 2014
Jan 9, 2014
31272_dirs_2014-01-09_53cfcd77-fdc1-4249-9ee7-1e1123f79098.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOVAGOLD RESOURCES INC (NG)
CIK: 0001173420
Period of Report: 2014-01-07
Reporting Person: Lang Gregory A. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-07 | Common Shares | A | 754000 | $0.0 | Acquired | 1456160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-07 | Stock Option (Right to Buy) | $2.90 | A | 1865150 | Acquired | 2019-01-06 | Common Shares (1865150) | Direct |
Footnotes
F1: Grant of 754,000 Performance Share Units (PSUs), which are subject to performance criteria set by the board of directors of the Issuer. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the performance criteria has been met.
F2: Includes 3,716 shares acquired under the NOVAGOLD RESOURCES Inc. Employee Stock Purchase Plan during the fourth quarter of 2013.
F3: Expressed in Canadian dollars.
F4: The options vest as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.