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NOVAGOLD RESOURCES INC — Director's Dealing 2013
Dec 2, 2013
31272_dirs_2013-12-02_df05c040-fc26-473c-9bee-f12310e4ae8b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NOVAGOLD RESOURCES INC (NG)
CIK: 0001173420
Period of Report: 2013-12-01
Reporting Person: Van Nieuwenhuyse Rick (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 436386 | Direct |
| Common Shares | 86690 | Indirect |
| Common Shares | 182938 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.47 | 2018-04-04 | Common Shares (250000) | Direct | |
| Stock Option (right to buy) | $13.24 | 2015-12-02 | Common Shares (332300) | Direct | |
| Stock Option (right to buy) | $10.12 | 2016-12-06 | Common Shares (75750) | Direct | |
| Stock Option (right to buy) | $8.07 | 2015-01-16 | Common Shares (250000) | Direct | |
| Stock Option (right to buy) | $5.83 | 2015-01-20 | Common Shares (231250) | Direct | |
| Stock Option (right to buy) | $2.23 | 2014-01-07 | Common Shares (838000) | Direct | |
| Stock Option (right to buy) | $12.81 | 2016-03-09 | Common Shares (200000) | Direct | |
| Stock Option (right to buy) | $4.78 | 2014-05-28 | Common Shares (483050) | Direct | |
| Stock Option (right to buy) | $4.78 | 2014-05-28 | Common Shares (702300) | Direct | |
| Stock Option (right to buy) | $4.38 | 2017-12-04 | Common Shares (130050) | Direct | |
| Stock Option (right to buy) | $6.01 | 2014-03-07 | Common Shares (250000) | Direct |
Footnotes
F1: Includes 6,021 Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.
F2: Expressed in Canadian dollars.
F3: Option grant is subject to performance criteria; none of the options will vest until the performance criteria is met.
F4: The options vest as follows: 221,533 on 04/30/2012; 110,767 on 12/03/2012.