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NovaBay Pharmaceuticals, Inc. Director's Dealing 2021

May 8, 2021

35098_dirs_2021-05-07_3c463de9-7da4-452e-8c27-1648af7a145e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NovaBay Pharmaceuticals, Inc. (NBY)
CIK: 0001389545
Period of Report: 2021-05-04

Reporting Person: Jones Andrew D. (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-04 Common Stock F 77994 $0.7928 Disposed 82006 Direct

Footnotes

F1: Represents payment of tax liability due to vesting of 160,000 time-based restricted stock units (as previously reported on Mr. Jones' Form 3, as filed with the SEC on May 13, 2020).