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Nova Minerals Ltd Major Shareholding Notification 2021

Oct 11, 2021

34115_rns_2021-10-11_2f25b8f0-45a1-468d-8b78-1da2c9b6588e.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To: Company Name/Scheme NOVA MINERALS LIMITED

ACN/ARSN 006 690 348

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

07 October 2021

The previous notice was given to the company on 07 October 2021 The previous notice was dated 05 October 2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory Sign Here: Date: 11 October 2021 Print Name: Joanne Chan Capacity: Authorised signatory Sign Here: Date: 11 October 2021

Contact details for this notice:

--------------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707


NVA - Appendix A NVA - Appendix A NVA - Appendix A NVA - Appendix A NVA - Appendix A NVA - Appendix A
Date of
~~change~~
Person whose relevant interest
~~changed~~
Nature of Change Consideration given in
~~relation to change~~

Number of securities
Class
06-Oct-21 UBS Securities Australia Ltd Buy
1,764
16,800 Ordinary
06-Oct-21 UBS Securities Australia Ltd Buy 41,787 397,975 Ordinary
06-Oct-21 UBS Securities Australia Ltd Sell 41,787 (397,975) Ordinary
07-Oct-21 UBS Securities Australia Ltd Buy 24,094 220,843 Ordinary
07-Oct-21 UBS Securities Australia Ltd Sell 10,852 (100,200) Ordinary
07-Oct-21 UBS Securities Australia Ltd Buy 34,061 318,028 Ordinary
07-Oct-21 UBS Securities Australia Ltd Sell 34,983 (318,028) Ordinary
07-Oct-21 UBS Securities Australia Ltd Buy 14,300 130,000 Ordinary
07-Oct-21 UBS Securities Australia Ltd Sell 721 (6,554) Ordinary