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Nova Lifestyle, Inc. — Director's Dealing 2016
Dec 13, 2016
34009_dirs_2016-12-12_6fcbd184-a4af-4c69-be00-ab0d0ed854a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nova Lifestyle, Inc. (NVFY)
CIK: 0001473334
Period of Report: 2016-11-28
Reporting Person: Lam Thanh H (Director, President; Interim CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-28 | Common Stock | S | 41770 | $2.9508 | Disposed | 204633 | Direct |
| 2016-11-29 | Common Stock | S | 8230 | $2.9519 | Disposed | 196403 | Direct |
Footnotes
F1: The price reported in Column 4 is an average price. The shares were sold in muliple transactions ranging from $2.95 to $2.97, inclusive. The Reporting Person undertakes to provide the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
F2: The price reported in Column 4 is an average price. The shares reported were sold in multiple transactions ranging from $2.95 to $2.97, inclusive.