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Nova Lifestyle, Inc. — Director's Dealing 2011
Aug 22, 2011
34009_dirs_2011-08-22_db5d1a6e-4218-4e83-93b1-9dc513d3db0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nova Lifestyle, Inc. (STVS)
CIK: 0001473334
Period of Report: 2011-08-18
Reporting Person: Ho Yuen Ching (Chief Financial Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-18 | Common Stock, par value $.001 | P | 10000 | $1.5 | Acquired | 4852500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-18 | Warrant (Right to Buy) | $2 | P | 1500 | Acquired | 2014-08-18 | Common Stock, par value $.001 (1500) | Direct |
Footnotes
F1: The Reporting Person acquired 10,000 units, each such unit consisting of 1 share of the Issuer's common stock and a warrant to purchase 15% of 1 share of the Issuer's common stock, at a purchase price of $1.50 per unit in a private placement offering conducted by the Issuer that closed on August 18, 2011. The warrants are immediately exercisable, expire on the third anniversary of their issuance and entitle the Reporting Person to purchase 1,500 shares of the Issuer's common stock at $2.00 per share.
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