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NOV Inc. — Director's Dealing 2024
Jan 3, 2024
31030_dirs_2024-01-03_4f837fe6-00c4-41d6-93c7-0e254c15f4b9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NOV Inc. (NOV)
CIK: 0001021860
Period of Report: 2024-01-01
Reporting Person: Livingston Scott B. (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38024 | Direct |
| Common Stock | 7500 | Direct |
| Common Stock | 13448 | Direct |
| Common Stock | 15510 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $68.997 | 2024-02-26 | Common Stock (6876) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.74 | 2025-02-26 | Common Stock (25900) | Direct | |
| Non-Qualified Stock Option (right to buy) | $38.86 | 2027-02-23 | Common Stock (14790) | Direct | |
| Non-Qualified Stock Option (right to buy) | $34.32 | 2026-02-25 | Common Stock (39240) | Direct | |
| Non-Qualified Stock Option (right to buy) | $35.09 | 2028-02-29 | Common Stock (15615) | Direct | |
| Non-Qualified Stock Option (right to buy) | $28.72 | 2029-02-28 | Common Stock (14835) | Direct | |
| Non-Qualified Stock Option (right to buy) | $20.23 | 2030-02-26 | Common Stock (17367) | Direct | |
| Non-Qualified Stock Option (right to buy) | $15.00 | 2031-02-23 | Common Stock (19772) | Direct | |
| Non-Qualified Stock Option (right to buy) | $16.73 | 2032-02-16 | Common Stock (18000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $21.76 | 2033-02-24 | Common Stock (11538) | Direct |
Footnotes
F1: Represents the remaining unvested portion of time-based restricted stock granted on 02/22/2021 pursuant to the Issuer's NOV Inc. Long-Term Inventive Plan (the "Plan"), which began vesting in three equal annual installments on the first anniversary of the date of grant.
F2: Represents the remaining unvested portion of time-based restricted stock units granted on 02/15/2022 pursuant to the Plan, which began vesting in three equal annual installments on the first anniversary of the date of grant.
F3: Represents an equity award of time-based restricted stock units granted on 02/23/2023 pursuant to the Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of grant.
F4: This option is exercisable in three equal annual installments beginning on 02/25/2015.
F5: This option is exercisable in three equal annual installments beginning on 02/25/2016.
F6: This option is exercisable in three equal annual installments beginning on 02/22/2018.
F7: This option is exercisable in three equal annual installments beginning on 02/24/2017 for the first installment, 12/20/2017 for the second installment, and 02/24/2019 for the third installment.
F8: This option is exercisable in three equal annual installments beginning on 02/28/2019.
F9: This option is exercisable in three equal annual installments beginning on 02/27/2020.
F10: This option is exercisable in three equal annual installments beginning on 02/25/2021.
F11: This option is exercisable in three equal annual installments beginning on 02/22/2022.
F12: This option is exercisable in three equal annual installments beginning on 02/15/2023.
F13: This option is exercisable in three equal annual installments beginning on 02/23/2024.