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NOV Inc. — Director's Dealing 2021
Nov 8, 2021
31030_dirs_2021-11-08_7e436dee-b415-46c0-bde5-6b4e812f5805.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NOV Inc. (NOV)
CIK: 0001021860
Period of Report: 2021-11-01
Reporting Person: Novak Christy Lynn (VP, Corp. Controller, CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14708 | Direct |
| Common Stock | 1665 | Direct |
| Common Stock | 4560 | Direct |
| Common Stock | 9225 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $77.99 | 2022-02-22 | Common Stock (2490) | Direct | |
| Non-Qualified Stock Option (right to buy) | $63.93 | 2023-02-16 | Common Stock (2750) | Direct | |
| Non-Qualified Stock Option (right to buy) | $69.00 | 2024-02-26 | Common Stock (4813) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.74 | 2025-02-26 | Common Stock (11900) | Direct | |
| Non-Qualified Stock Option (right to buy) | $38.86 | 2027-02-23 | Common Stock (6360) | Direct | |
| Non-Qualified Stock Option (right to buy) | $34.32 | 2026-02-25 | Common Stock (17940) | Direct | |
| Non-Qualified Stock Option (right to buy) | $35.09 | 2028-02-29 | Common Stock (7114) | Direct | |
| Non-Qualified Stock Option (right to buy) | $28.72 | 2029-02-28 | Common Stock (6758) | Direct | |
| Non-Qualified Stock Option (right to buy) | $20.23 | 2030-02-26 | Common Stock (7912) | Direct | |
| Non-Qualified Stock Option (right to buy) | $15.00 | 2031-02-23 | Common Stock (8106) | Direct |
Footnotes
F1: Represents the remaining unvested portion of time-based restricted stock granted on 02/27/2019 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which began vesting in three equal annual installments on the first anniversary of the date of the grant.
F2: Represents the remaining unvested portion of time-based restricted stock granted on 02/25/2020 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which began vesting in three equal annual installments on the first anniversary of the date of the grant.
F3: Represents a time-based restricted stock award granted on 02/22/2021 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.
F4: This option is exercisable in three equal annual installments beginning on 02/21/2013.
F5: This option is exercisable in three equal annual installments beginning on 02/15/2014.
F6: This option is exercisable in three equal annual installments beginning on 02/25/2015.
F7: This option is exercisable in three equal annual installments beginning on 02/25/2016.
F8: This option is exercisable in three equal annual installments beginning on 02/22/2018.
F9: This option is exercisable in three equal annual installments beginning on 02/24/2017 for the first installment, 12/20/2017 for the second installment and 02/24/2019 for the third installment.
F10: This option is exercisable in three equal annual installments beginning on 02/28/2019.
F11: This option is exercisable in three equal annual installments beginning on 02/27/2020.
F12: This option is exercisable in three equal annual installments beginning on 02/25/2021.
F13: This option is exercisable in three equal annual installments beginning on 02/22/2022.