AI assistant
Northwest Natural Holding Co — Director's Dealing 2021
Feb 26, 2021
31756_dirs_2021-02-26_3b9bda24-841d-4a39-9041-02328337501f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Northwest Natural Holding Co (NWN)
CIK: 0001733998
Period of Report: 2021-02-24
Reporting Person: Filippi Shawn M (VP, CCO & Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-24 | Common Stock | A | 570 | — | Acquired | 5790.27 | Indirect |
| 2021-02-24 | Common Stock | A | 1047 | — | Acquired | 6837.27 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1090.404 | Indirect |
| Common Stock | 1611.3944 | Direct |
Footnotes
F1: Shares are issuable as a result of satisfaction of the performance threshold for 2020 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
F2: Shares are issuable as a result of satisfaction of performance goals for 2018-2020 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
F3: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
F4: Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 16, 2021.