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Northwest Natural Holding Co — Director's Dealing 2021
Mar 5, 2021
31756_dirs_2021-03-05_80d57ae2-79de-4862-932d-fefbe4121a03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Northwest Natural Holding Co (NWN)
CIK: 0001733998
Period of Report: 2021-03-03
Reporting Person: Palfreyman Justin (VP Strategy & Bus. Dev, NW Natural)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Common Stock | F | 446 | $47.80 | Disposed | 5213 | Direct |
| 2021-03-03 | Common Stock | F | 497 | $47.80 | Disposed | 4716 | Direct |
Footnotes
F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 955 restricted stock units (RSUs) with performance threshold, and vesting of 1,032 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 955 RSUs was reported on Form 4 filed on February 26, 2021. The 1,032 time-based RSUs are part of 2,580 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on October 5, 2016.
F2: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 26, 2021.