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NORTHROP GRUMMAN CORP /DE/ Director's Dealing 2022

Aug 8, 2022

29899_dirs_2022-08-08_955024c2-97ff-4e17-96e1-b105eb08022c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2022-08-04

Reporting Person: Warden Kathy J (Director, Chair, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-04 Common Stock S 1174 $477.78 Disposed 143409.29 Direct
2022-08-04 Common Stock S 800 $478.74 Disposed 142609.29 Direct
2022-08-04 Common Stock S 200 $479.51 Disposed 142409.29 Direct
2022-08-04 Common Stock S 1000 $480.76 Disposed 141409.29 Direct
2022-08-04 Common Stock S 1032 $481.60 Disposed 140377.29 Direct
2022-08-04 Common Stock S 2200 $482.66 Disposed 138177.29 Direct
2022-08-04 Common Stock S 2193 $483.45 Disposed 135984.29 Direct
2022-08-04 Common Stock S 1001 $484.33 Disposed 134983.29 Direct
2022-08-04 Common Stock S 400 $485.73 Disposed 134583.29 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price of $477.78 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.95 and the lowest price at which the shares were sold was $477.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F3: Represents the weighted average sale price of $478.74 rounded to the nearest hundredth. The highest price at which the shares were sold was $478.98 and the lowest price at which the shares were sold was $478.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F4: Represents the weighted average sale price of $479.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $479.98 and the lowest price at which the shares were sold was $479.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F5: Represents the weighted average sale price of $480.76 rounded to the nearest hundredth. The highest price at which the shares were sold was $480.98 and the lowest price at which the shares were sold was $480.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F6: Represents the weighted average sale price of $481.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $481.98 and the lowest price at which the shares were sold was $481.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F7: Represents the weighted average sale price of $482.66 rounded to the nearest hundredth. The highest price at which the shares were sold was $482.94 and the lowest price at which the shares were sold was $482.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F8: Represents the weighted average sale price of $483.45 rounded to the nearest hundredth. The highest price at which the shares were sold was $483.87 and the lowest price at which the shares were sold was $483.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F9: Represents the weighted average sale price of $484.33 rounded to the nearest hundredth. The highest price at which the shares were sold was $484.85 and the lowest price at which the shares were sold was $484.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F10: Represents the weighted average sale price of $485.73 rounded to the nearest hundredth. The highest price at which the shares were sold was $485.80 and the lowest price at which the shares were sold was $485.67. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.