NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2021

Oct 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2021-09-30

Reporting Person: Larson Blake E (CVP & Pres, Space Systems)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-30	Common Stock	M	1824	—	Acquired	14697.10	Direct
2021-09-30	Common Stock	F	823	$360.15	Disposed	13874.10	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-30	Restricted Stock Rights	$	M	1824	Disposed		Common Stock (1824.0)	Direct

Footnotes

F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021.

F2: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.