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NORTHROP GRUMMAN CORP /DE/ Director's Dealing 2020

Jan 3, 2020

29899_dirs_2020-01-03_7e5aff1d-2fd8-461c-aa26-9788237e8248.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2019-12-31

Reporting Person: Larson Blake E (CVP & Pres, NG Space Systems)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-31 Common Stock M 5505.0000 $0.0000 Acquired 9101.0000 Direct
2019-12-31 Common Stock F 2112.0000 $343.9700 Disposed 6989.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-31 Restricted Stock Rights $ M 5505.0000 Disposed Common Stock (5505.0000) Direct

Footnotes

F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/19.

F2: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

F3: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4: Total amount includes 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21; and 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22.