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NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2019
Mar 1, 2019
29899_dirs_2019-03-01_f777e7cb-4d56-44ab-a525-e2c5940f30b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2019-02-28
Reporting Person: Caylor Mark A (Corp VP & Pres, Mission System)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | S | 100.0000 | $291.4350 | Disposed | 28245.1600 | Direct |
| 2019-02-28 | Common Stock | S | 100.0000 | $288.3100 | Disposed | 28145.1600 | Direct |
| 2019-02-28 | Common Stock | S | 700.0000 | $289.8000 | Disposed | 27445.1600 | Direct |
| 2019-02-28 | Common Stock | S | 2065.0000 | $290.4300 | Disposed | 25380.1600 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35.3120 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price of $289.80 rounded to the nearest hundredth. The highest price at which the shares were sold was $289.995 and the lowest price at which the shares were sold was $289.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F3: Represents the weighted average sale price of $290.43 rounded to the nearest hundredth. The highest price at which the shares were sold was $290.93 and the lowest price at which the shares were sold was $290.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F4: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of February 28, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.