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NORTHROP GRUMMAN CORP /DE/ Director's Dealing 2019

Jul 31, 2019

29899_dirs_2019-07-31_6600d2c7-b8ad-4ef6-b407-df3cc23474b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2019-07-29

Reporting Person: Jones Christopher T (Corp VP & Pres Tech Svcs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-29 Common Stock S 551.0000 $355.3900 Disposed 67421.8990 Direct
2019-07-29 Common Stock S 579.0000 $353.8600 Disposed 66842.8990 Direct
2019-07-29 Common Stock S 1100.0000 $352.0500 Disposed 65742.8990 Direct
2019-07-29 Common Stock S 2770.0000 $353.0700 Disposed 62972.8990 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1709.0818 Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price of $355.39 rounded to the nearest hundredth. The highest price at which the shares were sold was $355.78 and the lowest price at which the shares were sold was $355.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F3: Represents the weighted average sale price of $353.86 rounded to the nearest hundredth. The highest price at which the shares were sold was $354.10 and the lowest price at which the shares were sold was $353.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F4: Represents the weighted average sale price of $352.05 rounded to the nearest hundredth. The highest price at which the shares were sold was $352.345 and the lowest price at which the shares were sold was $351.47. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F5: Represents the weighted average sale price of $353.07 rounded to the nearest hundredth. The highest price at which the shares were sold was $353.47 and the lowest price at which the shares were sold was $352.48. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F6: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of July 29, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.