Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NORTHROP GRUMMAN CORP /DE/ Director's Dealing 2018

Aug 6, 2018

29899_dirs_2018-08-06_41fe6a71-30f4-4bbc-8622-35656216fe8f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2018-08-02

Reporting Person: BUSH WESLEY G (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-02 Common Stock S 1300.0000 $296.9400 Disposed 18701.2600 Direct
2018-08-02 Common Stock S 2000.0000 $299.0700 Disposed 16701.2600 Direct
2018-08-02 Common Stock S 5400.0000 $298.4800 Disposed 11301.2600 Direct
2018-08-02 Common Stock S 11300.0000 $297.5500 Disposed 1.2600 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 75554.2500 Indirect
Common Stock 5585.6999 Indirect
Common Stock 75552.2500 Indirect
Common Stock 259053.0000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price of $296.94 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.98 and the lowest price at which the shares were sold was $296.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F3: Represents the weighted average sale price of $299.07 rounded to the nearest hundredth. The highest price at which the shares were sold was $299.075 and the lowest price at which the shares were sold was $299.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F4: Represents the weighted average sale price of $298.48 rounded to the nearest hundredth. The highest price at which the shares were sold was $298.99 and the lowest price at which the shares were sold was $298.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F5: Represents the weighted average sale price of $297.55 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.97 and the lowest price at which the shares were sold was $297.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F6: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 2, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.