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NORTHROP GRUMMAN CORP /DE/ Director's Dealing 2018

Nov 1, 2018

29899_dirs_2018-11-01_6924fafa-c196-4ead-a4c4-a5dd9054f735.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2018-10-29

Reporting Person: Purvis Shawn N (CVP, President, Enterprise Svc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-29 Common Stock S 1565.0000 $273.3900 Disposed 4326.3400 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4579.4968 Indirect
Common Stock 2464.0063 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of October 29, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.