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NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2018
Nov 5, 2018
29899_dirs_2018-11-05_45ec3bf7-c357-4e28-affd-c15502028fc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2018-11-01
Reporting Person: Kalan Lesley A (Corp VP, Government Relations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-01 | Common Stock | M | 2285.0000 | $0.0000 | Acquired | 15941.3300 | Direct |
| 2018-11-01 | Common Stock | F | 1031.0000 | $273.1500 | Disposed | 14910.3300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-01 | Restricted Stock Rights | $ | M | 2285.0000 | Disposed | Common Stock (2285.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25.0000 | Indirect |
Footnotes
F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18.
F2: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
F3: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
F4: Total amount includes 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.