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NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2013
Oct 2, 2013
29899_dirs_2013-10-02_1a6a3e9c-862f-4270-89c9-6efe93e6d26b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2013-09-30
Reporting Person: FAZIO VIC (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | J | 458.0000 | $95.2600 | Acquired | 33306.3803 | Direct |
Footnotes
F1: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
F2: Amount includes (i) 14,754 shares of common stock (including 876.380298 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 09/30/13, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 18,552 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.