AI assistant
NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2013
May 9, 2013
29899_dirs_2013-05-09_81a7a0cc-e466-407f-9ed6-2eba9cb73b6a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2013-05-07
Reporting Person: Peppard Denise M. (Corp VP & Chf HR Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-07 | Common Stock | M | 14747.0000 | $54.9800 | Acquired | 19340.0000 | Direct |
| 2013-05-07 | Common Stock | S | 15854.0000 | $77.1100 | Disposed | 3486.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Stock Option (Right-to-buy) | $54.9800 | M | 14747.0000 | Disposed | 2018-11-01 | Common Stock (14747.0000) | Direct |
Footnotes
F1: Represents the weighted average sale price of $77.11 rounded to the nearest hundredth. The highest price at which the shares were sold was $77.19 and the lowest price at which the shares were sold was $77.04. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
F2: 14,747 of the remaining shares subject to option will vest on 11/01/13 and 14,748 will vest on 11/01/14.