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NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2013
Jun 6, 2013
29899_dirs_2013-06-06_e308b429-ef52-44be-ad3f-b680eeb75dcb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2013-06-05
Reporting Person: BUSH WESLEY G (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-05 | Common Stock | M | 228628.0000 | $54.4600 | Acquired | 228628.0000 | Direct |
| 2013-06-05 | Common Stock | M | 183150.0000 | $73.9000 | Acquired | 411778.0000 | Direct |
| 2013-06-05 | Common Stock | F | 174006.0000 | $81.7000 | Disposed | 237772.0000 | Direct |
| 2013-06-05 | Common Stock | F | 188754.0000 | $81.7070 | Disposed | 49018.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-05 | Stock Option (Right-to-buy) | $54.4600 | M | 228628.0000 | Disposed | 2017-02-16 | Common Stock (228628.0000) | Direct |
| 2013-06-05 | Stock Option (Right-to-buy) | $73.9000 | M | 183150.0000 | Disposed | 2015-02-27 | Common Stock (183150.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40000.0000 | Indirect |
| Common Stock | 40000.0000 | Indirect |
| Common Stock | 40000.0000 | Indirect |
| Common Stock | 5142.4789 | Indirect |
| Common Stock | 323585.0000 | Indirect |
Footnotes
F1: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of June 5, 2013. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
F2: The option is fully exercisable.
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