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NORTHROP GRUMMAN CORP /DE/ — Director's Dealing 2010
May 24, 2010
29899_dirs_2010-05-24_bf0a0ed4-d514-49d5-9808-175fcfccaac8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
CIK: 0001133421
Period of Report: 2010-05-20
Reporting Person: MILLS LINDA A (Corp. VP & Pres Info Sys)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-20 | Common Stock | J | 5053 | $0.00 | Disposed | 60650 | Direct |
| 2010-05-20 | Common Stock | J | 5053 | $0.00 | Acquired | 14408.5828 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8335.190 | Indirect |
Footnotes
F1: Transfer of shares to trust.
F2: Total amount includes 9750 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/27/08 with a valuation of performance measurement period ("measurement period") ending on 12/31/10; 21,900 unvested RPSRs granted under the 2001 LTISP on 2/17/09, with the measurement period ending on 12/31/11; and 29,000 unvested RPSRs granted under the 2001 LTISP on 2/16/10, with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
F3: Amount includes 451.5828 dividend reinvestment shares acquired through March 10, 2010 which transactions are exempt from Section 16 and not reportable under Rule 16a-11.
F4: Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of April 30, 2010. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.