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NORTHRIM BANCORP INC — Director's Dealing 2018
Nov 30, 2018
32865_dirs_2018-11-30_c4e600ec-2f49-42e8-96a9-cb0f06c31124.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2018-11-28
Reporting Person: MARTIN MICHAEL A (EVP, Gen Counsel & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-28 | Common Stock | A | 1549 | $37.06 | Acquired | 5858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-28 | Nso Employee Stock Option (Right to Buy) | $37.06 | A | 2487 | Acquired | 2028-11-28 | Common Stock (2487.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 280 | Indirect |
Footnotes
F1: The reporting person's interest in the Northrim Stock Fund of the Northrim Bank Savings Incentive Plan (the "Plan") is held in the form of units of interest. The Plan's administrator calculates the number of shares of issuer common stock represented by units in the Northrim Stock Fund.
F2: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date.
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