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NORTHRIM BANCORP INC Director's Dealing 2017

Jan 10, 2017

32865_dirs_2017-01-10_1c6d2cbf-7074-48c7-9f6f-2d5fc7656e1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2017-01-09

Reporting Person: SCHIERHORN JOSEPH M (Director, EVP, COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-09 Common Stock M 3922 $23 Acquired 25198 Direct
2017-01-09 Common Stock F 3156 $32.40 Disposed 22042 Direct
2017-01-09 Common Stock M 3341 $12.74 Acquired 25383 Direct
2017-01-09 Common Stock F 1976 $32.40 Disposed 23407 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-09 Nso Employee Stock Option (Right to Buy) $23.0 M 3922 Disposed 2017-11-01 Common Stock (3922.0) Direct
2017-01-09 Nso Employee Stock Option (Right to Buy) $12.74 M 3341 Disposed 2018-11-05 Common Stock (3341.0) Direct

Footnotes

F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934.