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NORTHRIM BANCORP INC Director's Dealing 2017

Jan 5, 2017

32865_dirs_2017-01-05_ae4c88bf-5963-48aa-8c1e-a6b7d07ac555.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2017-01-03

Reporting Person: Hartung Steven L (EVP, Corp Development Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-03 Common Stock M 2992 $16.28 Acquired 15915 Direct
2017-01-03 Common Stock F 1559 $31.25 Disposed 14356 Direct
2017-01-03 Common Stock M 2915 $18.13 Acquired 17271 Direct
2017-01-03 Common Stock F 2091 $31.25 Disposed 15180 Direct
2017-01-03 Common Stock M 4216 $18.40 Acquired 19396 Direct
2017-01-03 Common Stock F 3049 $31.25 Disposed 16347 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-03 Iso Employee Stock Option (Right to Buy) $16.28 M 2992 Disposed 2019-11-18 Common Stock (2992.0) Direct
2017-01-03 Nso Employee Stock Option (Right to Buy) $18.13 M 2915 Disposed 2020-11-16 Common Stock (2915.0) Direct
2017-01-03 Nso Employee Stock Option (Right to Buy) $18.4 M 4216 Disposed 2021-11-16 Common Stock (4216.0) Direct

Footnotes

F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934.