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NORTHRIM BANCORP INC — Director's Dealing 2017
Nov 17, 2017
32865_dirs_2017-11-17_d7414610-a1e1-41f6-9d70-9a7ff92c5574.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2017-11-15
Reporting Person: SCHIERHORN JOSEPH M (Director, President, CEO, and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-16 | Common Stock | J | 93 | $28.55 | Acquired | 7251 | Indirect |
| 2017-11-15 | Common Stock | A | 2099 | $33.30 | Acquired | 25506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock | $33.3 | A | 10423 | Acquired | 2027-11-15 | Common Stock (10423.0) | Direct |
Footnotes
F1: As adjusted for dividends. Acquisition represents investment of employer year-end 2016 contribution under the Plan.
F2: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date.
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