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NORTHRIM BANCORP INC Director's Dealing 2016

Jul 8, 2016

32865_dirs_2016-07-07_b54177d7-3178-4d2d-a686-607b88106b6b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2016-07-06

Reporting Person: Hartung Steven L (EVP, Corp Development Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-06 Common Stock M 2399 $25.943 Acquired 12151 Direct
2016-07-06 Common Stock F 2298 $27.52 Disposed 9853 Direct
2016-07-06 Common Stock M 3922 $23 Acquired 13775 Direct
2016-07-06 Common Stock F 3449 $27.52 Disposed 10326 Direct
2016-07-06 Common Stock M 3341 $12.74 Acquired 13667 Direct
2016-07-06 Common Stock F 2026 $27.52 Disposed 11641 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-06 Nso Employee Stock Option (Right to Buy) $25.943 M 2399 Acquired 2016-11-01 Common Stock (2399.0) Direct
2016-07-06 Nso Employee Stock Option (Right to Buy) $23.0 M 3922 Acquired 2017-11-01 Common Stock (3922.0) Direct
2016-07-06 Nso Employee Stock Option (Right to Buy) $12.74 M 3341 Acquired 2018-11-05 Common Stock (3341.0) Direct

Footnotes

F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934.