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NORTHRIM BANCORP INC — Director's Dealing 2016
Nov 18, 2016
32865_dirs_2016-11-18_4b3fb83b-1138-49be-9959-802a9c86bd28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHRIM BANCORP INC (NRIM)
CIK: 0001163370
Period of Report: 2016-11-16
Reporting Person: Hartung Steven L (EVP, Corp Development Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-30 | Common Stock | J | 107 | $24.01 | Acquired | 1160 | Indirect |
| 2016-11-16 | Common Stock | A | 1548 | $28.10 | Acquired | 12923 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-16 | Nso Employee Stock Option (Right to Buy) | $28.1 | A | 2298 | Acquired | 2026-11-16 | Common Stock (2298.0) | Direct |
Footnotes
F1: As adjusted for dividends. Acquisition represents investment of employer year-end 2015 contribution under the Plan.
F2: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date.
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