Northfield Bancorp, Inc. — Director's Dealing 2019

Jun 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2019-06-13

Reporting Person: Klein Steven M (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-13	Common Stock	S	13626	$15.1779	Disposed	356600	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	50256.275	Indirect
Common Stock	35573.7028	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$13.13	2024-06-11	Common Stock (278000.0)	278000	Direct
Stock Options	$14.76	2025-05-27	Common Stock (135000.0)	135000	Direct
Stock Options	$16.89	2027-11-01	Commom Stock (40000.0)	40000	Direct

Footnotes

F1: Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.

F2: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.06 to $15.28, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.