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Northfield Bancorp, Inc. — Director's Dealing 2017
Jan 6, 2017
32835_dirs_2017-01-06_890f35b8-d198-405a-8a08-46d7fff6d61a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2016-12-16
Reporting Person: Alexander John Wade (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-16 | Common Stock | M | 70571 | $7.085 | Acquired | 505946 | Direct |
| 2016-12-16 | Common Stock | F | 25368 | $19.71 | Disposed | 480578 | Direct |
| 2016-12-16 | Common Stock | M | 15232 | $13.13 | Acquired | 495810 | Direct |
| 2016-12-16 | Common Stock | F | 10147 | $19.71 | Disposed | 485663 | Direct |
| 2016-12-16 | Commonn Stock | S | 1999 | $19.8286 | Disposed | 38036 | Indirect |
| 2016-12-16 | Commonn Stock | S | 9553 | $19.8147 | Disposed | 28483 | Indirect |
| 2016-12-19 | Commonn Stock | S | 9304 | $19.611 | Disposed | 19179 | Indirect |
| 2016-12-19 | Commonn Stock | S | 19179 | $19.5095 | Disposed | 0 | Indirect |
| 2016-12-16 | Common Stock | S | 15128 | $19.8227 | Disposed | 41787 | Indirect |
| 2016-12-19 | Common Stock | S | 10260 | $19.6185 | Disposed | 31527 | Indirect |
| 2016-12-19 | Common Stock | S | 31527 | $19.5446 | Disposed | 0 | Indirect |
| 2016-12-16 | Common Stock | S | 1858 | $19.8204 | Disposed | 0 | Indirect |
| 2016-12-16 | Common Stock | S | 6453 | $19.8043 | Disposed | 0 | Indirect |
| 2016-12-16 | Common Stock | S | 3629 | $19.8043 | Disposed | 13135 | Indirect |
| 2016-12-19 | Common Stock | S | 8190 | $19.6124 | Disposed | 4945 | Indirect |
| 2016-12-19 | Common Stock | S | 4945 | $19.5054 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-16 | Stock Options | $7.085 | M | 70571 | Disposed | 2019-01-30 | Common Stock (70571.0) | Direct |
| 2016-12-16 | Stock Options | $13.13 | M | 15232 | Disposed | 2024-06-11 | Common Stock (15232.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27359.3515 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $14.76 | 2025-05-27 | Common Stock (225000.0) | 225000 | Direct |
Footnotes
F1: Mr. Alexander's shares no longer include shares held by two adult children who no longer reside in his household.
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