Northfield Bancorp, Inc. — Director's Dealing 2017

Jun 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2017-05-31

Reporting Person: Alexander John Wade (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-05-31	Common Stock	S	4966	$16.5125	Disposed	480697	Direct
2017-06-01	Common Stock	S	15034	$16.571	Disposed	465663	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29967.4218	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$7.085	2019-01-30	Common Stock (170400.0)	170400	Direct
Stock Options	$13.13	2024-06-11	Common Stock (384768.0)	384768	Direct
Stock Options	$14.76	2025-05-27	Common Stock (225000.0)	225000	Direct

Footnotes

F1: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.50 to $16.54, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.50 to $16.73, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.