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Northfield Bancorp, Inc. Director's Dealing 2017

Aug 2, 2017

32835_dirs_2017-08-02_17d9816d-b6bc-48c8-9aa8-eade5e3e6f49.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2017-08-01

Reporting Person: Ryan Patrick Louis (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-01 Commom Stock A 19500 $16.94 Acquired 43364 Direct
2017-08-01 Commom Stock J 27608 Disposed 0 Indirect
2017-08-01 Commom Stock J 7608 Acquired 48259 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-01 Stock Options $16.94 A 15744 Acquired 2027-08-01 Commom Stock (15744.0) Direct
2017-08-01 Stock Options $16.94 A 30000 Acquired 2027-08-01 Commom Stock (30000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Commom Stock 135000 Indirect
Commom Stock 48259 Indirect
Commom Stock 7000 Indirect
Commom Stock 40000 Indirect

Footnotes

F1: Represents shares of restricted stock that vest at a rate of 2,500 shares per year on May 27, 2018, May 27, 2019, and May 27, 2020; and vest at a rate of 6,000 shares per year on June 11, 2018, and June 11, 2019.

F2: Trust 2 expired, pursuant to its terms, and the holdings were distributed with 7,608 shares transferred to Trust 4 and 20,000 shares transferred to a non-reportable party.

F3: Trust 2 expired, pursuant to its terms, with 7,608 shares transferred to Trust 4.

F4: Represents options that vest at a rate of 6,400 shares on May 27, 2018, and May 27, 2019, and 2,944 shares that vest on May 27, 2020.

F5: Represents options that vest at a rate of 15,000 options on June 11, 2018, and 15,000 options on June 11, 2019.