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Northfield Bancorp, Inc. — Director's Dealing 2017
Aug 2, 2017
32835_dirs_2017-08-02_17d9816d-b6bc-48c8-9aa8-eade5e3e6f49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2017-08-01
Reporting Person: Ryan Patrick Louis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Commom Stock | A | 19500 | $16.94 | Acquired | 43364 | Direct |
| 2017-08-01 | Commom Stock | J | 27608 | — | Disposed | 0 | Indirect |
| 2017-08-01 | Commom Stock | J | 7608 | — | Acquired | 48259 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Stock Options | $16.94 | A | 15744 | Acquired | 2027-08-01 | Commom Stock (15744.0) | Direct |
| 2017-08-01 | Stock Options | $16.94 | A | 30000 | Acquired | 2027-08-01 | Commom Stock (30000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Commom Stock | 135000 | Indirect |
| Commom Stock | 48259 | Indirect |
| Commom Stock | 7000 | Indirect |
| Commom Stock | 40000 | Indirect |
Footnotes
F1: Represents shares of restricted stock that vest at a rate of 2,500 shares per year on May 27, 2018, May 27, 2019, and May 27, 2020; and vest at a rate of 6,000 shares per year on June 11, 2018, and June 11, 2019.
F2: Trust 2 expired, pursuant to its terms, and the holdings were distributed with 7,608 shares transferred to Trust 4 and 20,000 shares transferred to a non-reportable party.
F3: Trust 2 expired, pursuant to its terms, with 7,608 shares transferred to Trust 4.
F4: Represents options that vest at a rate of 6,400 shares on May 27, 2018, and May 27, 2019, and 2,944 shares that vest on May 27, 2020.
F5: Represents options that vest at a rate of 15,000 options on June 11, 2018, and 15,000 options on June 11, 2019.